Articles related to the category "Brokers"
Affirmative ObligationAgency BrokerAgency CrossAmerican Code for Information Interchange (ASCII)Associated PersonAutomated Clearing House (ACH)Back OfficeBest ExecutionBlock HouseBlocked PeriodBoard BrokerBoard Broker SystemBrokerBroker Booth Support System (BBSS)Broker-DealerBroker's CallBrokerage AccountBrokerage Commission HouseBrokerage FeeBrokerage FirmBrokerage SupervisorBrokered MarketBucket ShopBucketingButtonwood AgreementCageCall Loan RateCall Money RateCancellationCantor Futures Exchange (CX Futures Exchange)Carrying BrokerClearing BrokerCoffee, Sugar and Cocoa Exchange – CSCECOMEXCommission BrokerContinuous Net Settlement (CNS)Contra BrokerCrossCustodial AccountDaily Average Revenue Trades (DARTs)Dalian Commodities ExchangeDealer MarketDeckDeep Discount BrokerDemo AccountDeposit BrokerDepository Trust Company IPO Tracking SystemDirect-Access BrokerDiscount BrokerEuropean Best Bid and Offer (EBBO)Excess Margin DepositExecuting BrokerExecution-OnlyFee-Based InvestmentFictitious TradeFINRA BrokerCheckFirm QuoteFloor BrokerForex BrokerForm TFront-RunningFull-Service BrokerGive-UpHouse CallHouse Maintenance RequirementHybrid MarketInstinetInternational Petroleum Exchange (IPE)Investment BankItemized StatementJapan Association Of Securities Dealers Automated Quotation (Jasdaq)JitneyLiquidation MarginMadrid Stock Exchange Computer Assisted Trading System (MSE CATS)Margin AccountMarkdownMontreal Exchange (MX)National Commodity and Derivatives Exchange (NCDEX)National Stock Exchange of India Limited (NSE)New York Board of Trade (NYBOT)Order Management System (OMS)Order SplittingOslo Stock Exchange (OSL)Payment for Order Flow (PFOF)Penalty BidPrimary DealerPrime BrokeragePrincipal OrdersQualified Special Representative Agreement (QSR)Quoted PriceReal TimeRegistered PrincipalRegistered Representative (RR)Regulation RRound Trip Transaction CostsRunnerSaitoriSelling AwaySelloutShingle TheorySIFMA (Security Industry/Financial Market Association)Soft CommissionsSpecialistSquawk BoxStatement StufferStock RecordStockbrokerStuffingSub-Penny TradingTape ShreddingThe Institutional Brokers' Estimate System (IBES)Third Market MakerThreshold ListTrading AuthorizationTransfer AgentTransfer ProceduresTwo-Dollar BrokerWirehouseWirehouse BrokerWrap Fee
